3 jobs found in Pittsburgh

Reference #: 1908405Regulatory Oversight Management - IC1 Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Strong oral and written communication skills and the ability to implement compliance policies and procedures. Develop and/or verify practices against straightforward policies, with moderate supervision. Document findings for management reports. Gathers data and prepares materials for more senior team members to counsel business personnel on first line of...

Reference #: 1908403Regulatory Oversight Management - IC2 Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on more complex regulatory oversight management matters. Additionally, is responsible for understanding trends in the industry and making policy recommendations. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to implement regulatory oversight management policies and procedures. Verify practices against policies, with general...

Reference #: 1908394Regulatory Oversight Management - M2 Manages a large team or multiple teams responsible for supporting a business with first line of defense regulatory oversight management efforts as they relate to standard regulatory and policy requirements and program and project development. Manages the performance of assigned staff. Coaches team members and provides guidance on project management. Sets departmental priorities and allocates resources to align with business objectives and annual plan. Directs the analysis and identification of existing and proposed legislation, regulatory announcements, and industry practices that may have great impact on business processes. Helps business areas develop and implement procedures to meet these requirements. Manages and provides guidance on control process validation to ensure compliance with laws, rules and regulations and manage risk . Partners with business unit managers to respond to findings of regulators and/ or auditors....